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Supreme Court

REGINA v. NGOC

[1999] NSWSC 1102

Assault & violenceHomicideFirearms & weapons

Citation: Regina v Ngoc [1999] NSWSC 1102
Court: Supreme Court of New South Wales (Criminal Division)
Date: 11 November 1999
Judge(s): Greg James J


Background

The prisoner, a 42-year-old Vietnamese-born Australian citizen, pleaded guilty to two offences arising from a shooting incident at Cabramatta in the early hours of 25 April 1998. The first charge was the murder of one man, who had struck the prisoner inside a club earlier that evening. The second charge was maliciously wounding a second man, who was standing nearby when the shooting occurred.

After the shootings, the prisoner left the scene and later travelled to Melbourne. He did not surrender himself until approximately six months later, on 4 November 1998, when he attended Cabramatta Police Station accompanied by his solicitor. He had remained in custody on bail refused from that date.

The matter came before Greg James J for sentencing after conviction on both counts. The central questions concerned the weight to be given to the guilty plea and surrender, the significance of intoxication and partial provocation, and the appropriate structure of the sentence.


  • What sentence was appropriate for murder where the offender was intoxicated and arguably provoked, but nonetheless acted with deliberate lethal force?
  • What weight should be given to the guilty plea and voluntary surrender, notwithstanding the six-month delay before surrendering?
  • Whether "special circumstances" existed under the Sentencing Act 1989 to justify departing from the statutory ratio between minimum and additional terms.
  • How to structure concurrent sentences for the murder and the malicious wounding charge.

Decision

Greg James J characterised the murder as a deliberate killing, while the malicious wounding of the second victim was attributed to recklessness in firing shots not aimed at him. His Honour found that the objective facts disclosed a savage and apparently senseless act. Although the prisoner had been moderately intoxicated and may have been provoked to some degree by earlier events inside the club, His Honour concluded there was almost no reasonable cause for the killing.

The court accepted that the prisoner's prior life in Australia had been blameless and his work record diligent. His Honour also accepted that the prisoner had expressed genuine remorse, albeit through severing contact with his own family out of shame. The Crown conceded that the guilty plea and the voluntary surrender should attract the maximum credit available for a guilty plea under s 439 of the Crimes Act 1900, notwithstanding the six-month gap before surrendering. His Honour accepted that submission, noting the pragmatic value in sparing the deceased's family further distress and reducing community cost.

His Honour expressed some scepticism about the prisoner's account of arming himself for protection, observing that persons without violent character ordinarily approach authorities when threatened rather than carrying loaded firearms in social settings.

On the question of special circumstances, His Honour found none existed. The prospects of rehabilitation appeared high and there was no evident real risk of reoffending of this kind. Given the gravity of the crime required a lengthy sentence, the additional term on a normal proportionate basis would not exceed the statutory maximum supervision period, making any departure from the standard ratio unnecessary.


Orders Made

  • Murder: sentenced to 16 years penal servitude, comprising a minimum term of 12 years (4 November 1998 to 3 November 2010) and an additional term of 4 years (4 November 2010 to 3 November 2014).
  • Malicious wounding: fixed term of 3 years imprisonment commencing 4 November 1998.
  • Both sentences to be served concurrently.

Key Takeaways

  • The Supreme Court held that moderate intoxication and partial provocation did not materially reduce the gravity of a deliberate, lethal shooting, though they were taken into account as part of the overall sentencing exercise.
  • Maximum credit for a guilty plea can be extended even where the offender delayed surrendering for approximately six months, provided the Crown accepts that the circumstances of surrender and the plea together justify that treatment.
  • Carrying a loaded firearm in a social setting was treated as inconsistent with a claimed non-violent character, and the court gave limited weight to the protective purpose offered in explanation.
  • No special circumstances were established under the Sentencing Act 1989 where rehabilitation prospects were good and there was no real identified risk of further offending, particularly when the gravity of the crime already produced a sentence whose additional term would not exceed the statutory supervision maximum in any event.
  • Under Bugmy v The Queen (1990) 169 CLR 525, cited in the proceedings, the sentencing court engaged with principles relevant to the proper approach to personal circumstances in the context of a serious criminal sentence.

Legislation and Cases Referenced

Legislation
- Crimes Act 1900 (NSW), including s 439
- Drugs (Misuse and Trafficking) Act 1985 (NSW)
- Sentencing Act 1989 (NSW)
- Sentencing (General) Regulation 1996 (NSW)

Cases
- Bugmy v The Queen (1990) 169 CLR 525