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Court of Criminal Appeal

R.V. EDWIN SMITH

[2001] NSWCCA 475

Sexual offences

Citation: R v Edwin Smith [2001] NSWCCA 475
Court: New South Wales Court of Criminal Appeal
Date: 21 November 2001
Judge(s): Barr J, Adams J


Background

The appellant was convicted by jury in the District Court of two counts of sexual intercourse without consent. The first count was aggravated by the infliction of actual bodily harm on the complainant, a young woman of limited intellect whom the appellant had inveigled into accompanying him and his companions before violently forcing her to submit to both vaginal and anal intercourse.

Gibson DCJ sentenced the appellant to seven years' imprisonment on the aggravated count, with a non-parole period of five years and nine months, and a concurrent four-year term on the second count. The head sentences were not challenged on appeal.

The sole issue on appeal concerned the non-parole period on the first count, which sat at exactly three-quarters of the head sentence. The appellant argued that the sentencing judge should have fixed a shorter non-parole period, given the appellant's history of alcohol dependency, the role alcohol played in the offending, and evidence that he had begun to address his addiction.


  • Whether the sentencing judge erred by failing to fix a non-parole period less than three-quarters of the head sentence under section 44 of the Crimes (Sentencing Procedure) Act 1999.
  • Whether the appellant's alcohol dependency, his background, and his post-offence progress in addressing that dependency constituted factors obliging the judge to find "special circumstances" and reduce the non-parole period below the statutory minimum.

Decision

Section 44 of the Crimes (Sentencing Procedure) Act 1999 requires a sentencing court to fix a non-parole period of at least three-quarters of the head sentence. A court may depart below that threshold only where it finds "special circumstances," and in that event must give reasons. There is no corresponding obligation to give reasons when the non-parole period is fixed at or above three-quarters.

The Court of Criminal Appeal noted that where a judge fixes a non-parole period at exactly three-quarters and says nothing about whether special circumstances exist, an inference might arise that the matter was overlooked. No such inference was available here. The sentencing judge had expressly turned his mind to the period on parole, concluding that one year and three months would be sufficient for the appellant's reintegration needs.

The Court found that the paucity of evidence before the sentencing judge was, in part, a consequence of the appellant's own insistence on being sentenced immediately, despite his counsel's advice to seek an adjournment for a pre-sentence report and witness evidence. On the material available, the judge was entitled to conclude that the custodial term was long enough for the appellant to address his alcohol dependency within the prison system, and that the parole period fixed was adequate.

The appellant failed to demonstrate that the sentencing judge's exercise of discretion fell outside the available range. Leave to appeal was granted, but the appeal was dismissed.


Orders Made

  • Leave to appeal granted.
  • Appeal dismissed.

Key Takeaways

  • Under section 44 of the Crimes (Sentencing Procedure) Act 1999, a non-parole period must not be less than three-quarters of the head sentence unless the court identifies "special circumstances" and gives reasons; no reasons are required when the period is fixed at or above that threshold.
  • A sentencing court is not obliged to depart below the three-quarters minimum merely because the offender has a history of alcohol dependency, even where that dependency is closely connected to the offending and the offender has shown post-offence progress in addressing it.
  • Where a non-parole period is fixed at exactly three-quarters of the head sentence with no accompanying discussion of special circumstances, a court on appeal may infer the question was overlooked; however, that inference does not arise if the record shows the judge turned their mind to the question.
  • The Court of Criminal Appeal confirmed that an appellant who elects, against legal advice, to proceed to sentence without adequate supporting evidence bears the consequences of the thin evidentiary record that results.
  • No error was established in the sentencing judge's assessment that a parole period of one year and three months was sufficient, given the length of the custodial term and the opportunities available within the corrective services system to address the appellant's addiction.

Legislation and Cases Referenced

Legislation
- Crimes (Sentencing Procedure) Act 1999 (NSW), s 44

Cases
No cases were cited in the provided text of the judgment.