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Court of Criminal Appeal

R v Baker

[2001] NSWCCA 96

Sexual offences

Citation: R v Baker [2001] NSWCCA 96
Court: NSW Court of Criminal Appeal
Date: 23 March 2001
Judge(s): Studdert J, Dowd J, Barr J

Background

The applicant pleaded guilty in the District Court to aggravated sexual intercourse without consent, contrary to section 61J of the Crimes Act, arising from an incident in January 1998. The victim was a sex worker whom the applicant lured into his van before restraining her with tape, threatening her with a knife, and committing anal intercourse against her will. A police car fortuitously arrived at the laneway immediately after the offence, and items including the knife were found in the van.

The applicant had initially denied any forced conduct, but changed his plea to guilty after the trial judge ruled that tendency evidence relating to previous similar offences was admissible. The guilty plea was entered at that late stage, rather than at the outset of proceedings.

District Court Judge Howie sentenced the applicant to a head sentence of sixteen years imprisonment with a minimum term of twelve years and an additional term of four years. The applicant sought leave to appeal, arguing the sentence was manifestly excessive.

  • Whether the head sentence of sixteen years, out of a maximum of twenty years, was manifestly excessive given the circumstances of the offence and the applicant's personal circumstances
  • Whether the sentencing judge failed to give sufficient weight to the guilty plea
  • Whether the applicant's capacity for rehabilitation and the treatability of his condition warranted a reduction in sentence

Decision

Studdert J, with whom Dowd J and Barr J agreed, found no error in the sentencing judge's approach. The sentencing judge had correctly identified the applicable principles and had characterised the offence as falling within the upper category of seriousness of its type, even while noting that it did not quite warrant the maximum penalty. The Court of Criminal Appeal confirmed that this characterisation was unquestionably correct.

On the question of the guilty plea, the Court accepted that the plea had come only after the tendency evidence ruling, rather than at an earlier point when it might have reflected genuine remorse. While the plea did spare the complainant and earlier victims from giving evidence, the late and tactical nature of it limited the weight it could attract. The Court found that the sentencing judge had nonetheless made some allowance for the plea, and no failure to do so could be detected in the overall sentence.

The Court also rejected the submission that the applicant's potential for treatment and rehabilitation should have produced a lower sentence. The sentencing judge had structured the sentence to include a four-year additional term specifically to allow for parole, supervision, and treatment following release. No error was identified in that approach, which the Court of Criminal Appeal regarded as altogether appropriate in the circumstances.

The Court noted the applicant's extensive history of similar offences spanning from 1974 through to 1987, involving repeated use of a knife, forced entry into vehicles, and binding of victims. Each prior release from custody had been followed within months by further serious offending. The sentencing judge had correctly identified protection of female members of the community as the primary sentencing objective.

Orders Made

  • Leave to appeal granted
  • Appeal dismissed

Key Takeaways

  • In dismissing the appeal, the Court of Criminal Appeal affirmed that a sixteen-year head sentence for aggravated sexual intercourse without consent was within the proper range where the offence fell in the upper category of seriousness and the offender had a prolonged history of equivalent offending.
  • A guilty plea entered only after an adverse evidentiary ruling attracts limited discount; the utilitarian value of sparing witnesses remains relevant, but the absence of genuine early contrition reduces the weight accorded to the plea.
  • Where an applicant has demonstrated a persistent pattern of reoffending following each release from custody, the sentencing court is justified in treating community protection as the primary sentencing consideration.
  • The treatability of an offender's condition does not automatically reduce an otherwise appropriate sentence; structuring the sentence to incorporate a meaningful additional term for supervised parole can itself accommodate rehabilitation goals.
  • No error arises from a sentencing judge declining to impose the maximum penalty while still characterising the offence as falling within the upper range of seriousness of its type.

Legislation and Cases Referenced

Legislation:
- Crimes Act (NSW), s 61J (aggravated sexual intercourse without consent)

Cases:
No cases were cited in the portions of the judgment provided.