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Court of Criminal Appeal

REGINA v SOUTHAMMAVONG; REGINA v SIHAVONG

[2003] NSWCCA 312

Assault & violenceHomicide

Citation: Regina v Southammavong; Regina v Sihavong [2003] NSWCCA 312
Court: Court of Criminal Appeal, New South Wales
Date: 31 October 2003
Judge(s): Spigelman CJ, O'Keefe J, Greg James J


Background

Two appellants were convicted following a fatal shooting in the early hours of 7 June 2000 at a residential address in Claymore. One person died and two others were wounded during an altercation among a group of men. The first appellant was convicted of murder and malicious wounding with intent to inflict grievous bodily harm; the second was convicted on two counts of malicious wounding with intent to inflict grievous bodily harm.

During the trial before Buddin J in the Supreme Court, the trial judge directed the jury that the words "beyond reasonable doubt" were "ordinary everyday words" and should be understood as such. Later in deliberations, the jury sent a note asking for "more clarification" about what a reasonable doubt meant, specifically asking whether it was "our own individual view, or is there a more independent definition."

After consulting with counsel, the trial judge responded by repeating his earlier direction verbatim, without directly addressing the individual-versus-independent distinction raised in the jury's question. The appellants argued on appeal that this response was legally inadequate.


  • Whether the trial judge's direction that "beyond reasonable doubt" consisted of "ordinary everyday words" constituted a misdirection, on the basis that it might suggest the standard was a lesser or more casual one.
  • Whether the trial judge erred by failing to address, in substantive terms, the jury's specific question about whether "reasonable doubt" was a matter of individual judgment or some more objective external definition.

Decision

The Court of Criminal Appeal dismissed both appeals. Spigelman CJ, with O'Keefe J and Greg James J agreeing, confirmed that Australian law, as established by binding High Court authority, does not require a trial judge to elaborate on the phrase "beyond reasonable doubt." The phrase is treated as a time-honoured formula that ordinary people understand without further definition. The appellants' references to contrary approaches in Canada, the United Kingdom, and the United States were noted, but the Court observed that those jurisdictions themselves disagree on how, when, and in what terms elaboration should occur, which arguably supports the Australian position.

On the first ground, the Court rejected the contention that describing the words as "ordinary everyday words" amounted to a misdirection. Spigelman CJ drew a careful distinction: while High Court authority holds that the phrase is understood by ordinary people and therefore requires no elaboration, that reasoning does not itself authorise a trial judge to tell the jury that the words are "ordinary everyday words." The court found the direction was not ideal in its phrasing, but acknowledged it followed a well-established formula and, in context, did not misstate the standard.

On the second ground, the Court accepted that it would have been preferable for the trial judge to answer the jury's question in the precise terms in which it was framed. However, Spigelman CJ concluded that, as a matter of substance, the response was sufficient. By repeating that the words were "ordinary everyday words" to be understood as such, the judge's answer was entirely inconsistent with any notion of an "independent" or external definition of the standard. That answer, read in the context of the question posed, was consistent only with the proposition that the standard was a matter of individual juror judgment. The jury would not have been confused or misled.


Orders Made

  • Appeals dismissed.

Key Takeaways

  • The Court of Criminal Appeal confirmed that Australian law, as established by the High Court, does not require a trial judge to define or elaborate upon the phrase "beyond reasonable doubt." The phrase is treated as self-sufficient.
  • A trial judge who responds to a jury question by repeating an earlier direction does not necessarily err, provided the repeated direction is substantively responsive to what the jury has actually asked.
  • Where a jury asks whether reasonable doubt is a matter of individual view or some external standard, a direction that the words are "ordinary everyday words" can constitute an adequate, if implicit, answer to the first limb of that question.
  • No objection at trial to the original direction or its repetition does not preclude an appellant from raising the point on appeal, given the fundamental importance of directions on the burden and standard of proof.
  • In dismissing the appeals, the Court noted that overseas jurisdictions permitting elaboration on "beyond reasonable doubt" do not agree among themselves on how such elaboration should be framed, a circumstance the Court treated as consistent with, though not determinative of, the Australian approach.

Legislation and Cases Referenced

Cases Cited:
- Brown v The King (1913) 17 CLR 570
- Thomas v The Queen (1960) 102 CLR 584
- Dawson v The Queen (1961) 106 CLR 1
- Green v The Queen (1971) 126 CLR 28
- Walters v The Queen [1969] 2 AC 26
- R v Reeves (1992) 29 NSWLR 109
- RPS v The Queen (2000) 199 CLR 620
- R v Anderson (2001) 127 A Crim R 116
- R v Lifchus [1997] 3 SCR 320 (Canada)
- R v Starr [2000] 2 SCR 144 (Canada)
- Victor v Nebraska (1993) 511 US 1 (United States)
- The Queen v Wilson (1986) 42 SASR 203

Legislation: No specific legislation was cited in the judgment.