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Court of Criminal Appeal

Phipps v R

[2008] NSWCCA 178

Sexual offences

Citation: Phipps v R [2008] NSWCCA 178
Court: NSW Court of Criminal Appeal
Date: 11 August 2008
Judge(s): McClellan CJ at CL, Hidden J, Fullerton J


Background

The appellant was convicted in the District Court on 16 counts of sexual abuse of his stepdaughter, committed between 1998 and 2001 when she was aged 12 to 15. The offences included 11 counts of aggravated sexual intercourse and five counts of aggravated indecent assault. The circumstances of the abuse were serious: the sentencing judge described the pattern as "virtual sexual servitude" and found it was among the most serious offending of its kind.

The sentencing judge grouped the offences by the address where they occurred and applied partial accumulation across groups. The result was an aggregate sentence of 14 years with a non-parole period of 11 years. In arriving at that structure, the judge found special circumstances, a statutory concept that allows the usual 75 per cent ratio between the non-parole period and the total sentence to be adjusted downward to allow for a longer parole period.

The special circumstances finding was reflected in the sentences for each of the aggravated sexual intercourse counts individually (each carrying a non-parole period of roughly 67 per cent of the head sentence). However, due to the partial accumulation, the effective non-parole period across the aggregate sentence came to approximately 78 per cent, which exceeded the standard 75 per cent ratio. The appellant sought leave to appeal on the basis that the overall sentence did not reflect the special circumstances finding.


  • Whether a sentencing judge who finds special circumstances is required to ensure that finding is also reflected in the effective non-parole period of the aggregate sentence, not just in the individual sentences.
  • Whether the aggregate sentence in this case disclosed error in failing to give effect to the special circumstances finding.

Decision

The Court of Criminal Appeal granted leave to appeal but dismissed the appeal. The Court noted that it has on some occasions intervened where a special circumstances finding has failed to carry through into the structure of an overall sentence, but found this case did not warrant that intervention.

Hidden J, with whom McClellan CJ at CL and Fullerton J agreed, accepted that the sentencing judge had reserved judgment, given careful consideration to sentence structure, and applied the principle of totality. The aggregate sentence still left the appellant with three years of parole eligibility, which the judge achieved by giving effect to the special circumstances finding within the individual sentences for the more serious offences.

The Court observed a symmetry in the structure: the balance of term in each of the serious individual sentences was three years, matching the overall balance of term. In the circumstances of this case, the sentencing judge was not obliged to carry the special circumstances finding through into the aggregate sentence separately and in addition to its reflection in the individual sentences. There was no basis to infer the judge had overlooked the matter or that the outcome was unintentional.


Orders Made

  • Leave to appeal granted.
  • Appeal dismissed.

Key Takeaways

  • A sentencing judge who finds special circumstances is not automatically required to reflect that finding in the effective non-parole period of an aggregate sentence, provided it is genuinely reflected in the structure of the individual sentences.
  • No error arises simply because partial accumulation of individually-adjusted sentences produces an effective non-parole period that exceeds 75 per cent of the aggregate term, where the overall structure is deliberate and considered.
  • The Court of Criminal Appeal will intervene where a special circumstances finding appears to have been overlooked in the overall structure, but will not do so where the sentencing judge demonstrably turned their mind to totality and sentence architecture.
  • In dismissing the appeal, the Court noted that three years of parole eligibility remained available within the aggregate sentence, consistent with the judge's intention to honour the special circumstances finding.
  • Symmetry between the balance of term in individual sentences and the overall balance of term can be a relevant indicator that a sentencing judge deliberately and consistently applied a special circumstances finding throughout the sentencing exercise.

Legislation and Cases Referenced

Legislation:
- Crimes Act 1900 (NSW), s 61M(1) (aggravated indecent assault, maximum 7 years)
- Crimes Act 1900 (NSW), s 66C(2) (aggravated sexual intercourse with a child, maximum 10 years as applicable at the relevant time)

Cases: No specific cases were cited by name in the judgment text provided.