Citation: R v Harris [2011] NSWCCA 105
Court: NSW Court of Criminal Appeal
Date: 4 May 2011
Judge(s): Simpson J (primary judgment); Davies J and Grove AJ (agreeing)
Background
The respondent, a young offender not yet 21 years of age at the time of sentencing, pleaded guilty in the District Court to a series of serious offences committed over a short period in January and May 2009. Those offences included aggravated carjacking (committed with a knife and in company, with violence inflicted on the victim), two counts of robbery in company (at a post office in Marrickville and a McDonald's restaurant in Kingsford), and one count of escaping lawful custody from Parramatta gaol while on remand. Six further offences, including additional robberies in company, were listed on a Form 1 to be taken into account on sentence.
The District Court imposed an aggregate sentence of six years' imprisonment, with a non-parole period of three years and six months. The sentencing judge also referred the respondent to the Drug Court under section 18B of the Drug Court Act 1998 for consideration of a compulsory drug treatment order.
The Director of Public Prosecutions appealed to the Court of Criminal Appeal, contending that both the individual sentences and the aggregate sentence were manifestly inadequate.
Legal Issues
- Whether the individual sentences, particularly for robbery in company and escape from lawful custody, were manifestly inadequate.
- Whether the aggregate sentence of six years with a non-parole period of three years and six months was manifestly inadequate.
- Whether the sentencing judge placed excessive weight on the respondent's mental illness, youth, and other personal circumstances at the expense of appropriate punishment.
- Whether the sentencing judge erred in failing to accumulate sentences to a greater degree.
- Whether the finding of special circumstances (justifying a longer parole period relative to the non-parole period) was open.
- Whether the respondent's classification as an "extremely high-risk" inmate and the referral to the Drug Court were relevant to the Court's exercise of its discretion on a Crown appeal.
Decision
Simpson J, with whom Davies J and Grove AJ agreed, dismissed the Crown appeal. Her Honour acknowledged that the individual robbery in company sentences were well below the range indicated by the guideline judgment in R v Henry [1999] NSWCCA 111, and that the sentences imposed on the respondent's co-offenders for the escape offence had separately been found manifestly inadequate. However, acknowledgment that sentences are low does not automatically establish manifest inadequacy; the Crown must demonstrate error of the kind sufficient to warrant appellate intervention.
The Court accepted that the sentencing judge was entitled to give significant weight to the respondent's profound personal disadvantage, including a history of severe deprivation, diagnosed mental illness, and drug addiction. Those factors, combined with the respondent's youth, provided a legitimate basis for sentences below the ordinary range. The Court found no error in the sentencing judge's approach to accumulation or in the finding of special circumstances.
On the escape offence, the Court observed that even if the sentence was low, increasing it on appeal could produce an unfair sentencing disparity with the respondent's co-offenders, given that their sentences had not in fact been increased. This was a further factor weighing against appellate intervention.
A particularly significant consideration in the Court's exercise of discretion was the respondent's referral to the Drug Court for a possible compulsory treatment order under the Drug Court Act 1998. Simpson J described the respondent as a "prime candidate" for the humanitarian scheme the Act creates, noting that a compulsory treatment order might offer him "one chance of salvation." Resentencing on a Crown appeal would disrupt or preclude that process, and the Court treated the referral as a compelling circumstance warranting dismissal of the appeal.
Orders Made
- The Crown appeal was dismissed.
Key Takeaways
- In dismissing the Crown appeal, the Court of Criminal Appeal confirmed that sentences below the range indicated by a guideline judgment are not automatically manifestly inadequate; an appellate court must identify a specific sentencing error before intervening.
- Profound personal disadvantage, including diagnosed mental illness, severe childhood deprivation, drug addiction, and youth, can justify departures from ordinary sentencing ranges, provided the sentencing judge gives those factors proper, balanced consideration.
- Where co-offenders' sentences have been identified as low but not actually increased on appeal, imposing a higher sentence on the respondent risks creating an unfair disparity, and that risk can weigh against appellate intervention on a Crown appeal.
- A referral to the Drug Court under section 18B of the Drug Court Act 1998 for consideration of a compulsory treatment order is a factor capable of weighing significantly in the Court's discretion to dismiss a Crown appeal, particularly for a young, drug-dependent offender.
- Under the Drug Court Act 1998, whether a compulsory treatment order is appropriate is ultimately a matter for the Drug Court, not the sentencing court or the Court of Criminal Appeal; the sentencing court's role is limited to determining whether the statutory criteria for referral are met.
Legislation and Cases Referenced
Legislation
- Crimes Act 1900 (NSW), ss 97(1), 154C, 310D(a)
- Crimes (Sentencing Procedure) Act 1999 (NSW)
- Criminal Appeal Act 1912 (NSW), s 5D
- Drug Court Act 1998 (NSW), ss 3, 5A, 18B
Cases
- R v Henry [1999] NSWCCA 111; 46 NSWLR 346
- R v Thomson; R v Houlton [2000] NSWCCA 309; 49 NSWLR 383
- R v Way [2004] NSWCCA 131; 60 NSWLR 168
- R v Borkowski [2009] NSWCCA 102; 195 A Crim R 1
- R v Trad [2009] NSWCCA 56; 194 A Crim R 20
- Cvitan v R [2009] NSWCCA 156
- R v Green and Quinn [2010] NSWCCA 313
- R v Kelly [2010] NSWCCA 259
- R v Barker; R v Gibson [2006] NSWCCA 20
- R v McIvor [2002] NSWCCA 490; 136 A Crim R 366
- R v Van Hong Pham [2005] NSWCCA 94
- Green v The Queen; Quinn v The Queen [2011] HCATrans 71
- R v Thompson (NSWCCA, 21 May 1986, unreported)