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Court of Criminal Appeal

Frederick Paval ENRIQUEZ v Regina

[2012] NSWCCA 60

Sexual offences

Citation: Enriquez v Regina [2012] NSWCCA 60
Court: NSW Court of Criminal Appeal
Date: 11 April 2012
Judges: McClellan CJ at CL; Davies J; Garling J


Background

The appellant pleaded guilty in the District Court to one count of aggravated sexual assault contrary to s 61J of the Crimes Act 1900. The offence involved penile-vaginal intercourse without consent with TF, a 15-year-old who had been the appellant's stepdaughter. The assault occurred in TF's home while she was caring for her younger siblings overnight, with no other adult present.

A second, related charge of attempted aggravated sexual assault, arising from conduct earlier that same night, was placed on a Form 1 (a list of additional charges taken into account at sentencing but not separately convicted). The sentencing judge imposed a total sentence of 8 years and 6 months imprisonment, with a non-parole period of 6 years commencing 14 April 2010.

The appellant sought leave to appeal against that sentence on multiple grounds.


  • Whether the sentencing judge erred by making remarks about the future consequences for the victim based on general knowledge rather than evidence
  • Whether the sentencing judge erred in finding the appellant was not a person of good character
  • Whether the sentencing judge erred in declining to treat the appellant's minor prior record as a mitigating factor
  • Whether the overall sentence, including the non-parole period, was manifestly excessive

Decision

Remarks about victim's future consequences: The Court of Criminal Appeal accepted that sentencing judges may draw on general knowledge and experience when assessing the likely impact of serious sexual offences on young victims, without requiring formal evidence on each point. No error was established on this ground.

Good character: The court found no error in the sentencing judge's conclusion that the appellant was not a person of good character. The nature of the offending, which involved a profound breach of trust toward a vulnerable family member, was relevant to that assessment.

Prior record as mitigation: The appellant's prior criminal history, though relatively minor, was held not to entitle him to mitigation. The court confirmed that a limited prior record does not automatically warrant a reduction in sentence, particularly in the context of serious offending of this kind.

Manifest excess: The court rejected the submission that the sentence was manifestly excessive. Although the appellant relied on Judicial Commission statistics, the court noted that s 61J offences vary significantly in their facts and objective seriousness, and that statistical comparisons require considerable caution. Taking into account the multiple aggravating factors, including the victim's age, her presence in her own home, the absence of any other adult, the pre-existing relationship of authority between stepfather and stepdaughter, and the Form 1 offence, the court was not persuaded the sentence fell outside the appropriate range.


Orders Made

  • Leave to appeal granted
  • Appeal dismissed

Key Takeaways

  • A sentencing judge may draw on general knowledge when making observations about the likely future consequences of serious sexual offending on a young victim; this does not require formal evidence to be adduced.
  • No error was established in declining to find good character where the offending itself demonstrated a serious breach of trust within a familial relationship.
  • A minor prior criminal record does not, of itself, entitle an offender to a reduction in sentence as a mitigating factor.
  • In dismissing the manifest excess ground, the Court of Criminal Appeal emphasised that statistical sentencing data from the Judicial Commission requires careful treatment, particularly for offences under s 61J where factual circumstances vary widely between cases.
  • Aggravating features, including the victim's age, vulnerability, the domestic setting, the offender's knowledge that no other adult was present, and the existence of a further serious charge on a Form 1, were all properly weighed by the sentencing court in arriving at the sentence.

Legislation and Cases Referenced

Legislation:
- Crimes Act 1900 (NSW), s 61J (aggravated sexual assault)
- Crimes (Sentencing Procedure) Act 1999 (NSW), s 32 (Form 1 additional charges)
- Criminal Appeal Act 1912 (NSW), s 6(3)

Cases:
- R v Allpass (1993) 72 A Crim R 561
- R v Scott [2003] NSWCCA 28