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Court of Criminal Appeal

R v BALL, Judd Ashton

[2013] NSWCCA 126

Assault & violenceDomestic & family violence

Citation: R v Ball, Judd Ashton [2013] NSWCCA 126
Court: Court of Criminal Appeal, New South Wales
Date: 24 May 2013
Judges: Macfarlan JA, Hall J, Campbell J


Background

The respondent, a 31-year-old man, was sentenced in the District Court at Sydney in June 2012 for aggravated kidnapping under s 86(2)(b) of the Crimes Act 1900 (NSW), arising from a serious and sustained attack on a former partner in the early hours of 5 July 2009. The facts, drawn from an agreed statement, described a violent sequence of events involving assault, the use of the victim's car as a weapon, forced detention, and repeated physical attacks while the victim was connected to a triple-0 operator.

The sentencing judge imposed a two-year Intensive Correction Order (ICO) for the principal kidnapping offence and convicted the respondent without additional penalty for a separate offence of driving in a manner dangerous. Four further offences were placed on a Form 1 (meaning they were acknowledged and taken into account in fixing the overall sentence, without separate convictions being recorded), including assault occasioning actual bodily harm and using a motor vehicle as an offensive weapon with intent to commit an indictable offence.

The Crown appealed both sentences, arguing they were manifestly inadequate. By the time the appeal was heard, approximately three years and eight months had elapsed since the offences, and the respondent had substantially complied with the ICO and demonstrated significant rehabilitation.


  • Whether the two-year ICO imposed for the aggravated kidnapping offence was manifestly inadequate, having regard to the objective seriousness of the conduct and the Form 1 offences
  • Whether the respondent's mental health and subjective circumstances impermissibly ameliorated what should otherwise have been a weightier sentence
  • Whether a conviction with no additional penalty was appropriate for the dangerous driving offence, given its maximum penalty and the automatic disqualification provisions
  • Whether the Court of Criminal Appeal should exercise its residual discretion to decline to re-sentence the respondent, notwithstanding error being established, in light of his rehabilitation and the delay in the sentencing process

Decision

The Court found that the two-year ICO was manifestly inadequate for the aggravated kidnapping offence. Hall J concluded that the objective seriousness of the conduct, particularly when considered alongside the Form 1 offences, required a sentence that gave proper effect to both general and specific deterrence. The sentencing judge had permitted the respondent's subjective circumstances, including mental health considerations, to reduce the sentence to a degree that was not justified. The respondent's mental health did not substantially reduce his culpability in the circumstances.

In relation to the dangerous driving offence, the Court found that a conviction recorded without any additional penalty, combined with a reduction of the automatic disqualification period to the minimum 12 months, was also inadequate. The objective circumstances of the driving conduct warranted more than that outcome.

Despite identifying error in both sentences, the Court turned to whether it should exercise its residual discretion to decline to intervene. Hall J noted that almost the entire period since the offences had been marked by genuine rehabilitation. The respondent had fully complied with every condition of the ICO, maintained stable employment, completed community service, remained abstinent from drugs and alcohol, undertaken further study, and formed a stable family unit including a newborn child. Hall J accepted that the ICO was achieving its statutory corrective purpose and that re-sentencing to full-time imprisonment risked undoing the rehabilitative progress made.

Hall J also noted the significant delay in the sentencing process in the District Court, which, while not attributed to either party, was a relevant consideration. On balance, his Honour exercised the residual discretion to decline to interfere with the sentences actually imposed. Macfarlan JA and Campbell J agreed with Hall J's reasons and proposed orders.


Orders Made

  • Crown appeal under s 5D of the Criminal Appeal Act 1912 (in respect of the aggravated kidnapping sentence): dismissed
  • Crown appeal under s 5DB of the Criminal Appeal Act 1912 (in respect of the dangerous driving sentence): sentence confirmed

Key Takeaways

  • The Court of Criminal Appeal confirmed that an Intensive Correction Order of two years was manifestly inadequate for an aggravated kidnapping offence of this objective seriousness, particularly where weighty Form 1 offences required a material upward adjustment to the principal sentence.
  • A conviction recorded without additional penalty (under s 10A of the Crimes (Sentencing Procedure) Act 1999) may itself be a ground of Crown appeal where the objective circumstances of the offence warranted a more substantial sentencing outcome.
  • Where an offender's mental health is raised in mitigation, it must be shown to substantially reduce culpability before it can justify a significant departure from the appropriate sentence for the objective conduct.
  • The residual discretion to decline to re-sentence, even after error is established, can be exercised where substantial rehabilitation has occurred during a lengthy delay in the sentencing or appellate process, and where intervention would risk reversing genuine corrective progress.
  • Form 1 offences, while not attracting separate sentences, can properly require significant upward adjustment to the sentence imposed for the principal offence, and a failure to reflect their seriousness may itself constitute error.

Legislation and Cases Referenced

Legislation:
- Crimes Act 1900 (NSW), ss 59(1), 33B(1)(a), 86(2)(b), 154A(1)(a)/117, 195(1)(a)
- Crimes (Sentencing Procedure) Act 1999 (NSW), ss 7, 10A
- Criminal Appeal Act 1912 (NSW), ss 5D, 5DB
- Criminal Procedure Act 1986 (NSW), ss 166-168
- Road Transport (Safety and Traffic Management) Act 1999 (NSW), s 42(2)
- Road Transport (General) Act 2005 (NSW), s 180(2)(d)
- Crimes (Administration of Sentences) Act 1999 (NSW)

Key Cases:
- Muldrock v The Queen [2011] HCA 39; 244 CLR 120
- Green v The Queen; Quinn v The Queen [2011] HCA 49; 244 CLR 462
- Director of Public Prosecutions (Cth) v De La Rosa [2010] NSWCCA 194; 79 NSWLR 1
- Jimmy v The Queen [2010] NSWCCA 60; 77 NSWLR 540
- Dinsdale v The Queen [2000] HCA 54; 202 CLR 321
- House v The King [1936] HCA 40; 55 CLR 499
- Pearce v The Queen [1998] HCA 57; 194 CLR 610
- Engert v R (1995) 84 A Crim R 67
- R v De Simoni [1981] HCA 31; 147 CLR 383
- Attorney General's Application under s 37 of the Crimes (Sentencing Procedure) Act 1999 (No 1) [2002] NSWCCA 518; 56 NSWLR 146