Citation: R v O'Connor [2014] NSWCCA 53
Court: NSW Court of Criminal Appeal
Date: 15 April 2014
Judges: RA Hulme J, Davies J, Adamson J (unanimous; reasons by Adamson J)
Background
The respondent was convicted by jury of two counts of attempting to choke with intent to intimidate and one count of aggravated sexual assault, all committed against his former intimate partner during the early hours of 19 February 2011. The offending was serious: the respondent twice strangled the victim to unconsciousness, bound and gagged her, and sexually assaulted her while she was incapacitated. A number of further offences were taken into account on a Form 1.
Approximately one week after the jury returned its verdicts, the respondent suffered a serious traumatic brain injury when he was assaulted in his cell by another inmate. The sentencing judge adjourned the sentence hearing for about a year and granted the respondent bail so he could receive optimal rehabilitation treatment for that injury. Sentence was ultimately imposed in November 2013.
The District Court imposed an aggregate sentence of 9 years imprisonment with a non-parole period of 3 years and 10 months. The Director of Public Prosecutions appealed to the Court of Criminal Appeal on the single ground that the sentence was manifestly inadequate.
Legal Issues
- Whether the aggregate sentence of 9 years with a non-parole period of 3 years and 10 months was manifestly inadequate for offending of this gravity.
- The proper weight to be given to extra-curial punishment (the in-custody assault and resulting brain injury) as a mitigating factor at sentence.
- Whether the sentencing judge gave unwarranted emphasis to the respondent's rehabilitation and therapeutic needs at the expense of punishment, deterrence, and the protection of the community.
- Whether the finding of special circumstances justifying a departure from the statutory non-parole period ratio was supported by the evidence.
Decision
The Court of Criminal Appeal allowed the appeal, finding the original sentence manifestly inadequate. Adamson J (with whom Hulme and Davies JJ agreed) held that the sentencing judge had placed unwarranted weight on the respondent's need for rehabilitation and treatment following the gaol assault, to the point that the sentence created the impression that punishment and community protection were of little significance compared with the trauma the respondent had suffered.
The Court confirmed that extra-curial punishment, such as an assault suffered in custody, is a recognised mitigating factor. However, to be taken into account it must be established on the balance of probabilities, and the degree of weight accorded to it must remain proportionate to the seriousness of the offending. The Court found that the sentencing judge erred by allowing this factor to exert a disproportionate influence, particularly given the gravity and multiplicity of the offences, the respondent's extensive criminal history, and the circumstances of the victim.
The Court also rejected the finding of special circumstances. The statutory requirement under s 44 of the Crimes (Sentencing Procedure) Act 1999 is that the non-parole period must be at least three-quarters of the total term unless special circumstances are established. The Court found no proper basis for departing from that ratio on the facts of this case.
On resentencing, the Court imposed an aggregate term of 14 years with a non-parole period of 10 years and 6 months. The indicative sentences were 4 years for count 1 (attempt to choke), 10 years for count 2 (attempt to choke), and 10 years with a non-parole period of 7 years and 6 months for count 3 (aggravated sexual assault, including Form 1 matters). The sentence was backdated to commence on 31 January 2012.
Orders Made
- Appeal allowed.
- Sentence imposed by Haesler DCJ on 29 November 2013 quashed.
- In lieu thereof, an aggregate sentence of 14 years imposed, commencing 31 January 2012, with a non-parole period of 10 years and 6 months.
- Earliest eligible release date noted as 31 July 2022.
Key Takeaways
- Extra-curial punishment (such as an in-custody assault) is a recognised mitigating factor at sentence in NSW, but it must be proved on the balance of probabilities and the weight given to it must remain proportionate to the overall gravity of the offending.
- Where a sentencing court gives disproportionate weight to an offender's rehabilitation needs following post-offending misfortune, to the detriment of punishment, deterrence, and community protection, a manifestly inadequate sentence may result.
- The Court of Criminal Appeal confirmed that maintaining community expectations and public confidence in the administration of justice are legitimate and weighty considerations that a sentencing court must not subordinate to an offender's therapeutic interests.
- In dismissing the special circumstances finding, the Court emphasised that a departure from the statutory 75% non-parole period ratio under s 44 of the Crimes (Sentencing Procedure) Act 1999 requires a proper factual foundation; the mere existence of a brain injury and rehabilitative potential does not automatically supply that foundation.
- Offences of serious sexual and physical violence committed against an intimate partner in a domestic setting carry a strong need for sentences that reflect denunciation, deterrence, and the protection of victims, even where the offender has suffered significant personal misfortune after the offending.
Legislation and Cases Referenced
Legislation
- Criminal Appeal Act 1912 (NSW), s 5D
- Crimes (Sentencing Procedure) Act 1999 (NSW), ss 11, 44, 53, 53A, 54B
- Crimes Act 1900 (NSW), ss 37, 59, 61I, 61J
- Mental Health (Criminal Proceedings) Act 1900 (NSW)
Cases
- Abbas, Bodiotis, Taleb and Amoun v R [2013] NSWCCA 115
- Attorney-General's Application under s 37 Crimes (Sentencing Procedure) Act 1999 (No 1 of 2002) [2002] NSWCCA 518; 56 NSWLR 146
- Bugmy v The Queen [2013] HCA 37
- Dinsdale v R (2000) 202 CLR 321
- Green v The Queen; Quinn v The Queen [2011] HCA 49; 244 CLR 462
- Griffiths v The Queen (1977) 137 CLR 293
- Hili v The Queen [2010] HCA 45; 242 CLR 520
- Markarian v The Queen [2005] HCA 25; 228 CLR 357
- McKechnie v R [2006] NSWCCA 13
- Munda v Western Australia [2013] HCA 38
- Munn v R [2009] NSWCCA 218
- R v Cutrale [2011] NSWCCA 214
- R v Daetz; R v Wilson [2003] NSWCCA 216; 139 A Crim R 398
- R v HQ [2003] NSWCCA 336
- R v MW [2007] NSWCCA 291
- Reeves v The Queen [2013] HCA 57
- Silvano v R [2008] NSWCCA 118