Citation: R v NT [2015] NSWCCA 136
Court: Court of Criminal Appeal, New South Wales
Date: 10 June 2015
Judge(s): Simpson J, Rothman J, Bellew J
Background
The respondent, a grandfather in his early sixties, pleaded guilty in the District Court to four offences against his two granddaughters: one count of aggravated indecent assault on a child under 16 years of age, and three counts of attempted sexual intercourse with a child under 10 years of age. The victims were sisters, aged between three and five at the time the offences were committed across approximately one year from January 2011. Each offence was distinct in nature and occasion.
At sentencing, the District Court heard extensive evidence about the respondent's personal circumstances. He was the primary carer for his wife of 30 years, who suffered from epilepsy and longstanding depression, and for an adult son recently diagnosed with autism, anxiety and depression. He had no prior criminal record, a long work history, extensive community involvement, and was assessed as having very good prospects of rehabilitation.
The respondent received an aggregate sentence of 3 years and 4 months imprisonment, with a non-parole period of 1 year and 8 months. The Crown appealed on the ground that the sentence was manifestly inadequate.
Legal Issues
- Whether the sentence imposed by the District Court was manifestly inadequate given the nature and number of the offences.
- Whether, even if the sentence was manifestly inadequate, the Court of Criminal Appeal should exercise its residual discretion to decline to intervene and re-sentence the offender.
- What considerations are relevant to the exercise of that residual discretion on a Crown appeal against sentence.
Decision
The Court of Criminal Appeal (all three judges agreeing) dismissed the Crown appeal. While the Court's reasoning on manifest inadequacy is not fully reproduced in the available text, the central issue resolved on appeal was whether the residual discretion to decline to re-sentence should be exercised in the respondent's favour.
Rothman J, with whom Simpson J and Bellew J agreed, confirmed that a finding of manifest inadequacy does not automatically compel re-sentencing. The Court drew on the High Court's analysis in Munda v Western Australia and Green v The Queen; Quinn v The Queen to affirm that an appellate court retains a wide discretion on Crown appeals, and that the Crown bears the burden of satisfying the court that the discretion should not be exercised. Relevant considerations include parity, delay, imminent or past release on parole, and rehabilitation progress.
Applying those principles, the Court found that the extension of the respondent's time in custody would cause significant distress to him and his dependent family members. The Court also noted that the respondent had made genuine rehabilitative progress both on bail and during his time in custody. Those factors together led the Court to conclude that the Crown had not discharged its burden of persuading the Court to decline the residual discretion.
Simpson J added observations emphasising that the sentencing judge had engaged carefully with the facts, including the age of the victims as an especially high aggravating factor, the breach of trust arising from the family relationship, and the totality of four distinct offences. Her Honour's concurring reasons reinforced that the residual discretion is a genuine and flexible tool, not merely a theoretical safety valve.
Orders Made
• The appeal be dismissed.
Key Takeaways
- The Court of Criminal Appeal confirmed that a finding of manifest inadequacy in a Crown sentence appeal does not automatically result in re-sentencing; the residual discretion to decline intervention remains available and substantive.
- Where a Crown appeal against sentence is pursued, the Crown bears the burden of satisfying the appellate court that the residual discretion should not be exercised in the offender's favour.
- Relevant considerations for the residual discretion include the offender's rehabilitation progress (both pre- and post-custody), the impact that re-sentencing would have on the offender and dependent family members, parity, and delay.
- In dismissing the appeal, the Court applied Munda v Western Australia and Green v The Queen; Quinn v The Queen as the governing High Court authorities on the residual discretion in Crown appeals against sentence.
- Exceptional personal circumstances, including primary carer responsibilities for profoundly dependent family members and demonstrated rehabilitation, can weigh heavily in the residual discretion analysis even where the original sentence is found to be inadequate.
Legislation and Cases Referenced
Legislation
- Crimes Act 1900 (NSW), ss 61M(2), 66B
- Crimes (Appeal and Review) Act 2001 (NSW)
- Crimes (Sentencing Procedure) Act 1999 (NSW), s 44(2), Pt 4 Div 1A
- Criminal Appeal Act 1912 (NSW)
Cases
- CMB v Attorney-General (NSW) [2015] HCA 9; (2015) 317 ALR 308
- Everett v The Queen [1994] HCA 49; (1994) 181 CLR 295
- Green v The Queen; Quinn v The Queen [2011] HCA 49; (2011) 244 CLR 462
- Griffiths v The Queen [1977] HCA 44; (1977) 137 CLR 293
- Hili v The Queen; Jones v The Queen [2010] HCA 45; (2010) 242 CLR 520
- House v The King [1936] HCA 40; (1936) 55 CLR 499
- Johnson v The Queen [2004] HCA 15; (2004) 78 ALJR 616
- Kentwell v The Queen [2014] HCA 37; (2014) 88 ALJR 947
- Markarian v The Queen [2005] HCA 25; (2005) 228 CLR 357
- Munda v Western Australia [2013] HCA 38; (2013) 249 CLR 600
- R v Gavel [2014] NSWCCA 56
- R v JW [2010] NSWCCA 49; (2010) 77 NSWLR 7
- R v MJB [2014] NSWCCA 195
- R v Thomson; R v Houlton [2000] NSWCCA 309; 49 NSWLR 383
- SW v R [2013] NSWCCA 255
- SHR v R [2014] NSWCCA 94