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Court of Criminal Appeal

REGINA v. SMITH

[2001] NSWCCA 152

Assault & violenceTheft & property

Citation: Regina v Smith [2001] NSWCCA 152
Court: New South Wales Court of Criminal Appeal
Date: 20 April 2001
Judge(s): Handley JA, Ipp AJA, Greg James J

Background

The Director of Public Prosecutions brought a Crown appeal against a sentence imposed in the District Court on a young male offender who pleaded guilty to armed robbery with wounding under s 98 of the Crimes Act 1900. The offence carries a maximum penalty of 25 years imprisonment. The offender had, while intoxicated and in the company of another man, used a knife to rob a sex worker in a remote area near Wollongong. The victim suffered serious lacerations, including a deep wound to her right hand that exposed bone and required tendon repair, and she feared for her life.

The sentencing judge imposed a total sentence of three years imprisonment with a non-parole period of 18 months. Because the total sentence was three years or less, the judge was required by statute to order the offender's release on parole at the end of the non-parole period.

The Crown argued the sentence was manifestly inadequate. The offender had significant subjective mitigating factors, including his youth, good character, strong community support, a full and immediate confession before any evidence had been gathered against him, and a plea of guilty.

  • Whether the total sentence of three years, and the non-parole period of 18 months, was manifestly inadequate for a robbery with wounding offence.
  • Whether the sentencing judge erred by failing to find and state special circumstances to justify a non-parole period that was less than three-quarters of the total sentence.
  • Whether the sentencing judge erred in the weight given to the plea of guilty and the offender's cooperation, including whether the guilty plea deserved enhanced value given the circumstances of the offender's discovery.
  • Whether, even if errors were established, the Court should intervene and resentence.

Decision

The Court accepted that the sentencing judge had made identifiable errors. In particular, the judge failed to state reasons for finding special circumstances justifying a non-parole period below the statutory default of three-quarters of the total sentence. The non-parole period of 18 months represented only 50 percent of the three-year head sentence, a significant departure from the standard ratio.

Greg James J also found error in the characterisation of the offence as involving "absolutely no planning." The co-offender had directed the respondent to use a knife stored in the car, which represented at least a late-stage element of planning. Handley JA agreed, adding that the offender had been effectively discovered before the police interview, which meant the guilty plea should not have received the enhanced discount ordinarily available under the principle in Ellis for disclosures that expose an offender who would not otherwise have been detected.

Despite these errors, the Court declined to intervene. All three judges concluded that any upward adjustment to the sentence would amount to mere tinkering, and it is a well-established principle that the Court of Criminal Appeal will not disturb a sentence solely to make a modest alteration. Handley JA acknowledged some personal doubt, noting the lightness of the total sentence and the fact that only 18 months would be spent in custody, but ultimately acquiesced in dismissing the appeal.

The Court expressly left open a question about the proper interpretation of s 44(2) of the Crimes (Sentencing Procedure) Act 1999, specifically whether that provision is directed at mitigating the custodial portion of a sentence independently of an offender's need for supervision on release. The Court noted this question was not suitable for determination on the material and argument before it.

Orders Made

  • Appeal dismissed.

Key Takeaways

  • In dismissing the Crown appeal, the Court of Criminal Appeal confirmed that even where sentencing errors are clearly established, an appellate court will not intervene if the correction would produce only a marginal adjustment to the sentence, commonly described as "tinkering."
  • A sentencing judge must state reasons for finding special circumstances when imposing a non-parole period below three-quarters of the total sentence. Failure to do so constitutes identifiable error, though it does not automatically result in resentencing on appeal.
  • The enhanced discount available under the principle in Ellis, for disclosures that expose an offender who would not otherwise have been detected, does not apply in the same way where the offender had already been identified and approached by police before making admissions.
  • Characterising an offence as involving no planning requires careful analysis of the facts. Even a late-stage decision to use a weapon that was ready to hand may constitute a degree of planning sufficient to affect the sentencing assessment.
  • The Court left unresolved the question of whether s 44(2) of the Crimes (Sentencing Procedure) Act 1999 permits a court to reduce the custodial portion of a sentence independently of an offender's rehabilitative need for post-release supervision.

Legislation and Cases Referenced

Legislation
- Crimes Act 1900 (NSW), s 98 (robbery with wounding)
- Crimes (Sentencing Procedure) Act 1999 (NSW), ss 22, 23, 44(2), 50(1)

Cases
- Regina v Ellis (1986) 6 NSWLR 603
- Regina v Henry & Anor (1999) 46 NSWLR 346
- Regina v Thomson & Houlton [2000] NSWCCA 309
- Regina v Pont [2000] NSWCCA 419