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District Court

R v Smith

[2020] NSWDC 123

Firearms & weapons

Citation: R v Smith [2020] NSWDC 123
Court: District Court of New South Wales
Date: 26 February 2020
Judge(s): Haesler SC DCJ


Background

The offender, a man in his early thirties with an extensive criminal history and significant prior periods of custody, appeared for sentencing on four serious firearms offences. All offending occurred in breach of a firearms prohibition order that had been formally served and explained to him in June 2015. The offences arose from a single police search of a suburban family home he shared with his mother, grandmother, and sister.

Police found four firearms in the home: two blank-fire revolvers (each meeting the statutory definition of a pistol or imitation firearm), a cut-down semi-automatic shotgun with missing components, and a bolt-action rifle without its bolt. None of the weapons was in working order at the time of discovery, and none was stored with ammunition. However, all were kept unsafely in a home accessible to family members, including children.

The offender gave conflicting accounts of why he possessed the firearms. He told a Community Corrections officer he was minding them for a friend, but told his psychologist and the court that he held them for self-protection due to fear of criminal retribution. The court was unable to resolve this factual dispute to the requisite standard.


  • What was the objective seriousness of each individual offence, and how should multiple firearms offences be assessed collectively?
  • How should the court approach conflicting and unresolved factual claims about the offender's motive for possession, particularly where motive is relevant to objective seriousness?
  • What weight should be given to the offender's subjective circumstances, including mental health, background, and family support?
  • Whether special circumstances existed warranting a variation to the standard ratio between the non-parole period and the balance of term.
  • How should the principle of totality apply to the accumulation of individual sentences for related offending?

Decision

Objective seriousness and motive. Haesler SC DCJ found each offence objectively serious, with defence counsel conceding all fell at least in the middle of the range. Although none of the weapons was functional, the court noted that inoperable firearms can still be used to intimidate, and that missing components for such weapons can be sourced. The firearms were stored unsafely in a home accessible to children, and the offending was aggravated by the breach of the firearms prohibition order.

The unresolved motive question. The court did not accept the offender's evidence that he held the weapons for self-protection, but was also unable to accept the alternative account on the balance of probabilities. Applying Olbrich v The Queen, the court declined to make a finding on motive either way. It proceeded on the agreed objective facts: that the weapons were kept as described, in a suburban home, unsafely, in breach of the prohibition order, and for some purpose that had no lawful justification. The court was careful not to double-count aggravating factors that appeared on both the primary charges and the Form 1 matters taken into account on sentence.

Subjective circumstances. The court acknowledged significant mitigating factors. The offender had a difficult upbringing marked by exposure to drugs and violence. He had multiple mental health issues that had received some attention and showed limited but growing insight. He had meaningful pro-social supports in the community, including family members present at sentencing, and a young daughter whose welfare he identified as a primary motivation for change. The court accepted these as genuine, though it noted the offender's history of repeated reoffending weighed heavily.

Special circumstances and totality. The court found special circumstances existed, grounded in the partial accumulation of sentences, the offender's background, his apparent institutionalisation, and his substantial need for psychiatric and psychological treatment both in custody and on release. Applying the totality principle, the court declined to simply stack individual sentences and instead imposed an aggregate sentence that balanced the seriousness of the collective offending against the full range of subjective material.


Orders Made

  • Count 1 (possess unauthorised pistol, Form 1 taken into account): 3 years imprisonment, non-parole period of 2 years.
  • Count 2 (possess unauthorised pistol, Form 1 taken into account): 1 year 10 months imprisonment, non-parole period of 1 year 2 months.
  • Count 3 (possess shortened firearm, not a pistol, without authority): 2 years 5 months imprisonment.
  • Count 4 (possess unauthorised firearm): 1 year 10 months imprisonment.
  • Aggregate sentence: 4 years and 4 months imprisonment, with a non-parole period of 2 years and 8 months, commencing 21 March 2019. Eligibility for parole: 20 November 2021. Balance of term: 1 year and 8 months, expiring 20 July 2023.
  • Firearms forfeiture order made (police to determine whether weapons are destroyed).
  • Backup charges withdrawn and dismissed.

Key Takeaways

  • Where conflicting accounts of an offender's motive cannot be resolved to the requisite standard of proof, the District Court applied Olbrich v The Queen and sentenced on the objective facts alone, neither accepting the more serious nor the more favourable account.
  • Possession of non-functional firearms in breach of a firearms prohibition order was treated as a significant aggravating feature, even where the weapons could not be fired and were not kept with ammunition.
  • The purpose of the Firearms Act 1996 as a community protection statute was treated as a foundational consideration, with the court emphasising that firearm possession is a privilege confined to those who have demonstrated the capacity to exercise it responsibly.
  • A finding of special circumstances was supported by the combination of partial accumulation, evidence of institutionalisation, and the offender's substantial need for ongoing psychiatric and psychological treatment in the community.
  • Under the totality principle, sentencing courts must avoid simply aggregating individual sentences for related multi-weapon offending, while still ensuring the total reflects the added seriousness of possessing multiple firearms.

Legislation and Cases Referenced

Legislation
- Firearms Act 1996 (NSW), ss 5D(3), 7A, 41, 62(1), 71
- Crimes (Sentencing Procedure) Act 1999 (NSW), s 33 (Form 1 procedure)

Cases
- Olbrich v The Queen [1999] HCA 54; (1999) 199 CLR 270 (factual findings on sentence where evidence is in conflict)
- Muldrock v The Queen [2011] HCA 39; 244 CLR 120 (standard non-parole periods and the staged sentencing approach)